PRE-EXAMINATION PLANNING REPORT
Name of Financial Institution:	Location (City, State):	Certificate Number:
PRELIMINARY RISK ASSESSMENT
Instructions: Comment on any targeted risk areas that require additional examination resources or low risk areas that will be subject to a limited review during the examination. Examiners are not required to comment on areas subject to regular examination procedures. Examiners are required to briefly discuss loan penetration strategies and summarize discussions held with management. Examiners should discuss staffing only if estimated hours are expected to differ substantially from budgeted hours, or if other concerns exist. Bullet comments are encouraged. Each examiner is expected to contact the institution case manager for input prior to completing this memorandum. The PEP should be submitted to the FOS for approval on the last business day prior to the start of the examination. A copy of the PEP should be forwarded to the Case Manager (CM).

Summary of Discussion with Management and Summary of Discussion with CM

Targeted Risk Areas (include CAMELS if applicable, specialty areas, IRC/audit, etc.)

Low Risk Areas Subject to Limited Review (include a brief explanation of why area is considered low risk)

Loan Scope

Staffing Discussion

Supervisory Action (if applicable)

Documentation Methodology

FOS Approval :

Date:

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